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Common sense, sound judgment, and integrity are great attributes for top advisors. But unfortunately, in today’s world, these three key characteristics are not enough to stay compliant. Compliance is a crucial element in serving your prospects and clients, and the requirements can sometimes seem like an overwhelming maze of regulations.
Your experienced partners at The Ark Group will assist in navigating that maze. With more than 70 years of combined industry experience, and experts who stay on top of all regulations and all compliance requirements in all of our contracted carriers, we can be your own compliance advisory team.
We will help ensure that all of your business is conducted in a fully compliant manner, and that every “t” is crossed and every “i” dotted.

Compliance in Every Area

Here are a few of the areas in which we specialize, and in which we’ll partner with you to ensure that you and your agency are fully compliant:

  • Advertising and Marketing Review

  • HIPAA (Health Insurance Portability and Accountability Act) Regulations

  • ACA (Affordable Care Act) Requirements and Regulations

  • ERISA (Employee Retirement Income Security Act of 1974) Regulations

  • Plan Review

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